Skip to main content
An official website of the State of North Carolina An official website of NC How you know

State Government websites value user privacy. To learn more, view our full privacy policy.

Secure websites use HTTPS certificates. A lock icon or https:// means you’ve safely connected to the official website.

Utility Menu
  • Share a Resource or Event
Home

Main menu

  • What's your plan?
    • What's your plan?
    • Budgeting Resources
  • Definitions
  • About
    • About
    • Council Members
    • News and Notes

Utility Menu

  • Share a Resource or Event

General Investing

  1. Home
  2. Investing

Investors have more responsibility than ever when participating in the investment marketplace, yet many feel they lack the necessary knowledge to reach their financial goals. The Secretary of State Securities Division provides information to help investors make more informed investment decisions.

Check registration for a financial services professional

Before you write a check to a financial services professional, always check their registration first!

Watch a MoneyTrack investor education video

Through an agreement with the producers of MoneyTrack, an investor education series produced for Public Television, the Securities Division has made these available to view.

Network Menu

  • nc.gov
  • Website Feedback
  • Accessibility
  • Disclaimer & Terms of Use
  • Privacy Policy
  • Open Budget
Hosted on Digital Commons